CS and Compliance role at a Wealth Management Firm
Posted: 1 day ago
Number of Openings: 5
Job Applicants: 40
Job Details
Job Description
1. Corporate Governance and Corporate Secretarial
2. Ensuring compliance with statutory and regulatory requirements.
3. Maintaining records, statutory filings, other secretarial compliances and such other activities delegated from time to time.
4. To comply with the statutory provisions and improve compliance levels.
5. Overseeing the preparation for the Board/Board Committees/General meetings – Notices, agenda, minutes, physical arrangements, etc
6. Overseeing preparation and filing of various e-forms with the Ministry of Corporate Affairs. Creation and maintenance of secretarial registers/files/ other documents
7. Coordination for the secretarial, statutory audits and other audits.
8. Activities w.r.t. issue, listing and redemption of debentures
9. Preparation of annual report contents
10. Coordination with other departments and outside agencies like ROC, stock exchange, Debenture Trustees, R &T agents, etc
11. Other miscellaneous secretarial work as and when they arise
12. Overseeing and handling FEMA compliances
Experience - 3-5 Years
CTC - Upto 15 LPA (Based on the interview and experience)
Working days - Monday - Friday and alternate Saturdays (Work from Office)
Desired Candidate Requirement
1. Good drafting skills
2. Good communication skills
3. Prioritization
4. Good understanding of Company law
5. Relationship building
6. Experience in a listed company
Organization Description
Established by a team of Committed Professionals, they are well established one stop financial solution house. They provide comprehensive range of financial services in the area of Investment Banking, Corporate Finance, Corporate Advisory and are in this business activity for past 15 years.
They provide structured finance products, design innovative financial models & execute the most effective corporate finance solution for medium & large companies from various sectors, seeking capital & liquidity solution to achieve a variety of corporate objectives.
They cater to diverse industry segment with a client base of more than 100 corporates. Their clients include Corporate, Non corporate, Industrial House, Overseas Companies, Export houses, HNI, Individual and Non - profit organizations. They help emerging Mid Cap companies in their growth process.